Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick McCall | 2354208 | 3 | 01/12/2001 | Customer Dispute | Settled | $209,554.00 | $0.00 | See FINRA Report |
| Robert Theodore Runnfeldt | 1949914 | 4 | 01/12/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Neil Scott Meissner | 1942821 | 4 | 12/22/2000 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Matthew Bruce Schechner | 2383117 | 2 | 10/05/2000 | Customer Dispute | Closed-No Action | $17,024.60 | $0.00 | See FINRA Report |
| Kerry L Hoffman | 2224354 | 4 | 10/05/2000 | Customer Dispute | Closed-No Action | $17,024.60 | $0.00 | See FINRA Report |
| Thomas James Veth | 1999499 | 2 | 07/26/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Hayes Hamilton | 1226192 | 1 | 06/12/2000 | Customer Dispute | Settled | $182,739.00 | $0.00 | See FINRA Report |
| Allison Barbara Clago | 1193764 | 3 | 01/10/2000 | Customer Dispute | Closed-No Action | $5,926.00 | $0.00 | See FINRA Report |
| Stephen Joseph Kennedy | 267895 | 6 | 11/17/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Robert Barg | 2638740 | 3 | 09/30/1999 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |