Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason N Ginder | 1577288 | 4 | 08/21/2002 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| Dale Edward Groce | 2869325 | 1 | 08/12/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Lowlicht | 1848642 | 1 | 06/25/2002 | Customer Dispute | Denied | $47,400.00 | $0.00 | See FINRA Report |
| Dominick Anthony Ciocia | 1751317 | 2 | 06/15/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Gilmore | 1047301 | 2 | 04/29/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Theodore Runnfeldt | 1949914 | 4 | 04/22/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph E Derose | 721488 | 4 | 02/22/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Thomas James Veth | 1999499 | 2 | 12/14/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Maher | 1626838 | 1 | 12/03/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Donald Dunstan | 1575567 | 1 | 11/28/2001 | Customer Dispute | Settled | $469,036.00 | $0.00 | See FINRA Report |