Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ira E Menkes | 2265852 | 1 | 06/06/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Lynne Chatterton | 4790319 | 5 | 05/04/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason N Ginder | 1577288 | 4 | 03/18/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Warren Amroy Scott | 1719999 | 2 | 02/23/2011 | Customer Dispute | Settled | $58,352.20 | $0.00 | See FINRA Report |
| Yitzchok Asher Goodman | 1052215 | 6 | 12/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James E Swinney | 5111350 | 1 | 08/30/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harry Roger Hughes | 829149 | 1 | 06/29/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Dragi Paunovski | 4464461 | 4 | 06/03/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert May Alexander | 1934569 | 2 | 06/01/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Leszek Julian Michniewicz | 3087346 | 2 | 05/24/2010 | Customer Dispute | Denied | $126,000.00 | $0.00 | See FINRA Report |