Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Detar Shaw | 1033764 | 1 | 10/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas John Coelho | 2789216 | 1 | 08/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gene Randall Rhoades | 1939639 | 4 | 07/11/2008 | Customer Dispute | Settled | $176,471.00 | $0.00 | See FINRA Report |
| Yitzchok Asher Goodman | 1052215 | 6 | 03/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory George Scrydloff | 2088063 | 3 | 03/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Thomas Zdrowak | 2491761 | 2 | 03/03/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Malachy Cully | 1423747 | 7 | 08/29/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Malachy Cully | 1423747 | 7 | 06/12/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 05/04/2006 | Customer Dispute | Settled | $368,999.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 05/04/2006 | Customer Dispute | Settled | $211,685.00 | $0.00 | See FINRA Report |