Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yitzchok Asher Goodman | 1052215 | 6 | 12/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harry Roger Hughes | 829149 | 1 | 06/29/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Dragi Paunovski | 4464461 | 4 | 06/03/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert May Alexander | 1934569 | 2 | 06/01/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Neil Robert Bradie | 1110662 | 2 | 01/22/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dragi Paunovski | 4464461 | 4 | 12/08/2009 | Customer Dispute | Settled | $270,685.00 | $0.00 | See FINRA Report |
| Scott Edward Anderson | 4050337 | 1 | 07/15/2009 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Robert Theodore Runnfeldt | 1949914 | 4 | 05/21/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Scott Forest Glazer | 2796418 | 2 | 10/27/2008 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Charles William Stockbridge | 729792 | 1 | 10/22/2008 | Customer Dispute | Settled | $90,291.00 | $0.00 | See FINRA Report |