Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul George Dietrich | 4389176 | 1 | 04/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Scott Meissner | 1942821 | 4 | 07/26/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason N Ginder | 1577288 | 4 | 03/18/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason N Ginder | 1577288 | 4 | 08/28/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Martin Faulring | 727976 | 16 | 11/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Gilmore | 1047301 | 2 | 04/11/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Mortimer | 824783 | 1 | 06/09/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Richard Zanone | 2135221 | 1 | 05/14/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Christopher Rolla | 2515481 | 2 | 05/14/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph Kennedy | 267895 | 6 | 02/19/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |