Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mike Angelopoulos | 4070101 | 4 | 02/15/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mike Angelopoulos | 4070101 | 4 | 10/13/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua Robert Barg | 2638740 | 3 | 08/14/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas James Veth | 1999499 | 2 | 07/26/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Keith Cole | 1787207 | 2 | 08/01/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Allen Gelber | 1820592 | 4 | 07/01/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Baroutas | 1252613 | 4 | 12/11/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |