Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Theodore Runnfeldt | 1949914 | 4 | 01/12/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William John Braun | 1271500 | 4 | 11/20/1998 | Customer Dispute | Denied | $22,637.00 | $5,000.00 | See FINRA Report |