Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory George Scrydloff | 2088063 | 3 | 10/26/2005 | Customer Dispute | Denied | $5,579.17 | $0.00 | See FINRA Report |
| Michelle Marie Malone | 2472307 | 1 | 08/30/2005 | Customer Dispute | Denied | $155,462.00 | $0.00 | See FINRA Report |
| Shawn M Devillier | 1730798 | 7 | 08/02/2004 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Shawn M Devillier | 1730798 | 7 | 02/04/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Mark Harrison | 1929852 | 1 | 12/19/2003 | Customer Dispute | Denied | $72,145.10 | $0.00 | See FINRA Report |
| David William Frederick | 1075196 | 4 | 08/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leszek Julian Michniewicz | 3087346 | 2 | 07/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William David Morrison | 1556786 | 2 | 03/11/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Cameron Murphy | 864620 | 1 | 01/29/2003 | Customer Dispute | Denied | $17,561.70 | $0.00 | See FINRA Report |
| Ralph E Derose | 721488 | 4 | 01/09/2003 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |