Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darin Patrick Pope | 1894306 | 1 | 11/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Malachy Cully | 1423747 | 7 | 08/13/2008 | Customer Dispute | Denied | $32,200.00 | $0.00 | See FINRA Report |
| Kerry L Hoffman | 2224354 | 4 | 04/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clancy J Atkinson | 4101733 | 1 | 11/28/2007 | Customer Dispute | Denied | $8,700.00 | $0.00 | See FINRA Report |
| David Than Richburg | 3106394 | 1 | 06/22/2007 | Customer Dispute | Denied | $12,948.40 | $0.00 | See FINRA Report |
| Karen Alison Morris | 4173797 | 1 | 06/12/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Mallory Tucker | 4527191 | 1 | 04/13/2007 | Customer Dispute | Denied | $9,900.00 | $0.00 | See FINRA Report |
| George Einar Ray | 734502 | 2 | 06/27/2006 | Customer Dispute | Denied | $24,200.00 | $0.00 | See FINRA Report |
| Mike Angelopoulos | 4070101 | 4 | 06/23/2006 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| David William Frederick | 1075196 | 4 | 12/14/2005 | Customer Dispute | Denied | $37,399.90 | $0.00 | See FINRA Report |