Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry McNaughton Fyfe | 1514374 | 1 | 03/21/2014 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Scott Forest Glazer | 2796418 | 2 | 12/07/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynne Chatterton | 4790319 | 5 | 07/27/2012 | Customer Dispute | Denied | $48,955.00 | $0.00 | See FINRA Report |
| Jennifer Lynne Chatterton | 4790319 | 5 | 12/13/2011 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Jennifer Lynne Chatterton | 4790319 | 5 | 12/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynne Chatterton | 4790319 | 5 | 09/12/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynne Chatterton | 4790319 | 5 | 05/04/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leszek Julian Michniewicz | 3087346 | 2 | 05/24/2010 | Customer Dispute | Denied | $126,000.00 | $0.00 | See FINRA Report |
| Jay Shah | 4733217 | 2 | 05/08/2009 | Customer Dispute | Denied | $16,773.90 | $0.00 | See FINRA Report |
| Ephimia Coumanakos | 4860314 | 1 | 01/05/2009 | Customer Dispute | Denied | $7,100.00 | $0.00 | See FINRA Report |