Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas John Coelho | 2789216 | 1 | 08/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kelly Graham | 1767353 | 1 | 08/07/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Gene Randall Rhoades | 1939639 | 4 | 07/11/2008 | Customer Dispute | Settled | $176,471.00 | $0.00 | See FINRA Report |
| Kerry L Hoffman | 2224354 | 4 | 04/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Yitzchok Asher Goodman | 1052215 | 6 | 03/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory George Scrydloff | 2088063 | 3 | 03/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nick Eugene Son | 1178523 | 4 | 02/19/2008 | Customer Dispute | Closed-No Action | $18,357.00 | $0.00 | See FINRA Report |
| Clancy J Atkinson | 4101733 | 1 | 11/28/2007 | Customer Dispute | Denied | $8,700.00 | $0.00 | See FINRA Report |
| David Than Richburg | 3106394 | 1 | 06/22/2007 | Customer Dispute | Denied | $12,948.40 | $0.00 | See FINRA Report |
| Karen Alison Morris | 4173797 | 1 | 06/12/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |