Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Thomas Deangelo | 5136000 | 1 | 06/16/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Edward Thiergartner | 1123867 | 4 | 03/31/2015 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Martin William Padilla | 2442136 | 11 | 12/23/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew H Bloom | 4387784 | 2 | 11/19/2014 | Customer Dispute | Settled | $26,685.00 | $0.00 | See FINRA Report |
| Jeffrey J Carter | 5332331 | 3 | 11/06/2014 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Robert Allan Mann | 2847134 | 3 | 10/08/2014 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Craig Elliott Lodge | 4095995 | 1 | 10/03/2014 | Customer Dispute | Denied | $55,642.50 | $0.00 | See FINRA Report |
| Shawn M Devillier | 1730798 | 7 | 07/11/2014 | Customer Dispute | Settled | $51,000.00 | $0.00 | See FINRA Report |
| Matthew Bruce Schechner | 2383117 | 2 | 04/28/2014 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Henry McNaughton Fyfe | 1514374 | 1 | 03/21/2014 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |