Our Staff has compiled our research into a database of FINRA Broker Disclosures for Probitas Funds Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harrison Daniels | 6239651 | 1 | 10/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond W Tsao | 4688979 | 1 | 12/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |