Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Edward Stuermer | 2518255 | 1 | 01/31/2003 | Customer Dispute | Settled | $24,922.00 | $0.00 | See FINRA Report |
| Daniel Stewart Botti | 1272707 | 2 | 05/08/2002 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Stewart Botti | 1272707 | 2 | 12/03/2001 | Customer Dispute | Settled | $229,133.00 | $0.00 | See FINRA Report |