Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Scott Tinklenberg | 4583992 | 4 | 05/25/2016 | Customer Dispute | Settled | $256,527.00 | $0.00 | See FINRA Report |
| Trevor Shawn Sutterfield | 2236383 | 6 | 05/25/2016 | Customer Dispute | Settled | $256,527.00 | $0.00 | See FINRA Report |
| Jason Scott Tinklenberg | 4583992 | 4 | 04/14/2016 | Customer Dispute | Settled | $282,791.00 | $0.00 | See FINRA Report |
| Trevor Shawn Sutterfield | 2236383 | 6 | 04/14/2016 | Customer Dispute | Settled | $282,791.00 | $0.00 | See FINRA Report |
| Nicholas George Barlas | 2201062 | 1 | 09/03/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Trevor Shawn Sutterfield | 2236383 | 6 | 01/02/2013 | Customer Dispute | Settled | $2,653,000.00 | $0.00 | See FINRA Report |
| Trevor Shawn Sutterfield | 2236383 | 6 | 07/13/2009 | Customer Dispute | Denied | $688,500.00 | $0.00 | See FINRA Report |
| Trevor Shawn Sutterfield | 2236383 | 6 | 07/17/2008 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Jason Scott Tinklenberg | 4583992 | 4 | 07/08/2008 | Customer Dispute | Denied | $15,989.00 | $0.00 | See FINRA Report |
| Jason Scott Tinklenberg | 4583992 | 4 | 01/22/2008 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |