Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saxony Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Sarno | 1577405 | 2 | 05/08/2001 | Customer Dispute | Settled | $143,137.00 | $0.00 | See FINRA Report |
| Dmitry Feldman | 2862866 | 2 | 03/04/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon William August | 1637525 | 1 | 01/18/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Virginia Frances Thompson | 1834046 | 3 | 11/03/1998 | Customer Dispute | Settled | $87,000.00 | $0.00 | See FINRA Report |
| William Robert Cunningham | 850999 | 3 | 04/01/1998 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William Robert Cunningham | 850999 | 3 | 04/01/1998 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Bruce Edward Tolbert | 833765 | 9 | 09/30/1994 | Customer Dispute | Settled | $206,056.00 | $0.00 | See FINRA Report |
| Timothy William Elafros | 1955654 | 1 | 07/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Sarno | 1577405 | 2 | 04/23/1993 | Customer Dispute | Award / Judgment | $30,000.00 | $7,815.00 | See FINRA Report |
| Bruce Edward Tolbert | 833765 | 9 | 08/05/1992 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |