Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saxony Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Holt Despain | 1443333 | 1 | 05/18/2018 | Customer Dispute | Settled | $498,047.00 | $0.00 | See FINRA Report |
| William Robert Cunningham | 850999 | 3 | 01/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sanford Graham Simmons | 1018907 | 1 | 07/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lloyd Douglas Hodgin | 2954267 | 5 | 11/09/2015 | Customer Dispute | Settled | $2,160,500.00 | $0.00 | See FINRA Report |
| Jonathan Andrew Ingram | 5720008 | 1 | 06/28/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark David Aigner | 2645924 | 3 | 04/23/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick W Monahan | 5839545 | 1 | 04/17/2013 | Customer Dispute | Settled | $12,091.00 | $0.00 | See FINRA Report |
| Lloyd Douglas Hodgin | 2954267 | 5 | 10/05/2012 | Customer Dispute | Award / Judgment | $0.00 | $30,000.00 | See FINRA Report |
| Bruce Edward Tolbert | 833765 | 9 | 04/23/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Edward Tolbert | 833765 | 9 | 02/10/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |