Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saxony Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Robert Cunningham | 850999 | 3 | 04/01/1998 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Bruce Edward Tolbert | 833765 | 9 | 09/30/1994 | Customer Dispute | Settled | $206,056.00 | $0.00 | See FINRA Report |
| Ronald Sarno | 1577405 | 2 | 04/23/1993 | Customer Dispute | Award / Judgment | $30,000.00 | $7,815.00 | See FINRA Report |
| Bruce Edward Tolbert | 833765 | 9 | 08/05/1992 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Bruce Edward Tolbert | 833765 | 9 | 11/01/1980 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |