Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wilfred E Cortez | 1426451 | 1 | 03/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Whiting | 1752042 | 4 | 12/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Randall Sukovaty | 6388748 | 1 | 08/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alton Mitsuo Takabayashi | 5831257 | 1 | 08/03/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Fredrick Morgan | 1360195 | 6 | 03/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Lynn Vogel | 5499283 | 1 | 02/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Whiting | 1752042 | 4 | 02/14/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Todd Owens | 4624765 | 1 | 02/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Ryan Moore | 5493237 | 2 | 09/21/2016 | Customer Dispute | Denied | $121,467.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 06/06/2016 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |