Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Michael Oliver | 4881864 | 1 | 12/22/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric V Sechman | 5237126 | 1 | 08/22/2018 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| William Bernard Nourse | 1962824 | 4 | 05/16/2018 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Michael Whiting | 1752042 | 4 | 05/11/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Eugene Love | 1209305 | 4 | 03/23/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Wilfred E Cortez | 1426451 | 1 | 03/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Whiting | 1752042 | 4 | 12/06/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dennis Kelly Dawson | 1314423 | 1 | 11/02/2017 | Customer Dispute | Closed-No Action | $34,710.90 | $0.00 | See FINRA Report |
| John Randall Sukovaty | 6388748 | 1 | 08/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alton Mitsuo Takabayashi | 5831257 | 1 | 08/03/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |