Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Buontempo | 1147390 | 5 | 07/26/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lance Christopher Jones | 4511781 | 1 | 02/17/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Wayne Hatoway | 2212573 | 1 | 01/01/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry L Moss | 4279246 | 1 | 11/03/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 02/17/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Lee Tjards | 1053422 | 1 | 04/08/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Randall Wagner | 2536075 | 1 | 10/11/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Wayne Tengwall | 1905897 | 1 | 01/06/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Ray Nicholas | 1324418 | 3 | 04/29/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Ray Nicholas | 1324418 | 3 | 04/29/1975 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |