Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Robert Timm | 1995506 | 2 | 07/23/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kent Joseph Spotts | 2241016 | 1 | 03/10/1999 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 10/29/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Eugene Love | 1209305 | 4 | 07/27/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Griswold Gent | 220733 | 2 | 06/18/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Maxine McNeal | 1969066 | 2 | 05/22/1998 | Customer Dispute | Denied | $10,400.00 | $0.00 | See FINRA Report |
| John Fredrick Morgan | 1360195 | 6 | 12/05/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark William Thompson | 840935 | 8 | 03/31/1997 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/30/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 11/01/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |