Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Joel Kempton | 2210075 | 1 | 01/17/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerome Stanley Rydell | 408389 | 91 | 01/02/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Derek James Pritchard | 2265564 | 3 | 11/01/2001 | Customer Dispute | Denied | $20,484.00 | $0.00 | See FINRA Report |
| John Carl Kroll | 1057856 | 1 | 10/26/2001 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 08/15/2001 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 08/06/2001 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/08/2001 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/08/2001 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 02/06/2001 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 01/16/2001 | Customer Dispute | Settled | $194,912.00 | $0.00 | See FINRA Report |