Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Stanley Rydell | 408389 | 91 | 10/31/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 09/17/2002 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Robert Michael Graebert | 2315070 | 1 | 09/10/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dale Francis Roehrich | 1775964 | 6 | 09/03/2002 | Customer Dispute | Settled | $9,489.37 | $0.00 | See FINRA Report |
| David Leigh Zachrich | 1440719 | 1 | 08/13/2002 | Customer Dispute | Settled | $463,623.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 07/10/2002 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Douglas George Thompson | 1015524 | 1 | 06/10/2002 | Customer Dispute | Closed-No Action | $8,200.00 | $0.00 | See FINRA Report |
| Derek James Pritchard | 2265564 | 3 | 03/18/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerome Stanley Rydell | 408389 | 91 | 03/13/2002 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Linda Maxine McNeal | 1969066 | 2 | 03/01/2002 | Customer Dispute | Closed-No Action | $31,953.00 | $0.00 | See FINRA Report |