Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Stanley Rydell | 408389 | 91 | 12/22/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 11/11/2003 | Customer Dispute | Settled | $42,975.00 | $0.00 | See FINRA Report |
| Jon Brian Pitcock | 2833296 | 1 | 10/27/2003 | Customer Dispute | Denied | $41,400.00 | $0.00 | See FINRA Report |
| Leon John Munyan | 1556353 | 1 | 09/02/2003 | Customer Dispute | Denied | $23,363.00 | $0.00 | See FINRA Report |
| Steven Eugene Love | 1209305 | 4 | 08/28/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerome Stanley Rydell | 408389 | 91 | 06/12/2003 | Customer Dispute | Award / Judgment | $73,500.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 05/02/2003 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 04/28/2003 | Customer Dispute | Award / Judgment | $99,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 12/05/2002 | Customer Dispute | Settled | $126,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 11/06/2002 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |