Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Edward Starling | 4284674 | 2 | 04/22/2005 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 02/24/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Natalie Sorensen Lewis | 1691753 | 1 | 02/09/2005 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Harry Duane Grams | 3196618 | 1 | 12/03/2004 | Customer Dispute | Denied | $7,423.82 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 11/12/2004 | Customer Dispute | Settled | $119,000.00 | $0.00 | See FINRA Report |
| Steven Eugene Love | 1209305 | 4 | 07/23/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Fredrick Morgan | 1360195 | 6 | 05/27/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dale Francis Roehrich | 1775964 | 6 | 05/27/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roland Luis Santini | 3006089 | 1 | 05/03/2004 | Customer Dispute | Denied | $95,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/10/2004 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |