Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy J Park | 721485 | 1 | 03/11/2009 | Customer Dispute | Denied | $10,463.00 | $0.00 | See FINRA Report |
| Rolf Lee White | 4488604 | 1 | 02/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Katz | 1304852 | 1 | 11/19/2008 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |
| Randall Dean Moore | 1719270 | 1 | 11/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Billy Peter Coronel | 4491488 | 1 | 01/11/2007 | Customer Dispute | Denied | $14,693.50 | $0.00 | See FINRA Report |
| Daniel Edward Morton | 2201026 | 1 | 11/22/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Seth Michael Becker | 4473732 | 1 | 07/24/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Buontempo | 1147390 | 5 | 04/10/2006 | Customer Dispute | Settled | $71,500.00 | $0.00 | See FINRA Report |
| Joseph Anthony Buontempo | 1147390 | 5 | 11/29/2005 | Customer Dispute | Denied | $40,918.60 | $0.00 | See FINRA Report |
| Dale Francis Roehrich | 1775964 | 6 | 06/03/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |