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FINRA Broker Disclosures for Parkland Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 91-100 out of 201 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jerome Stanley Rydell4083899110/03/2011Customer DisputeSettled$318,625.00$0.00See FINRA Report
Ryan Edward Starling4284674208/23/2011Customer DisputeWithdrawn$386,123.00$0.00See FINRA Report
Jaime D Hernandez2609661305/11/2011Customer DisputeDenied$600.00$0.00See FINRA Report
Jerome Stanley Rydell4083899104/28/2011Customer DisputeSettled$650,000.00$0.00See FINRA Report
Jerome Stanley Rydell4083899103/11/2011Customer DisputeSettled$1,500,000.00$0.00See FINRA Report
Cindy Lee Dilsaver4175848103/02/2011RegulatoryFinal$0.00$0.00See FINRA Report
Lynne Margaret Verdone1391136102/16/2011Customer DisputeDenied$14,068.50$0.00See FINRA Report
Joseph Anthony Buontempo1147390502/08/2011Judgment / Lien$0.00$0.00See FINRA Report
Jacob Lee Leadford7178149110/15/2010CriminalFinal Disposition$0.00$0.00See FINRA Report
Jaime D Hernandez2609661307/23/2010Customer DisputeDenied$0.00$0.00See FINRA Report

201 Results

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