Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Stanley Rydell | 408389 | 91 | 03/11/2011 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Seth Michael Becker | 4473732 | 1 | 07/24/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Buontempo | 1147390 | 5 | 04/10/2006 | Customer Dispute | Settled | $71,500.00 | $0.00 | See FINRA Report |
| Ryan Edward Starling | 4284674 | 2 | 04/22/2005 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 11/12/2004 | Customer Dispute | Settled | $119,000.00 | $0.00 | See FINRA Report |
| John Fredrick Morgan | 1360195 | 6 | 05/27/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dale Francis Roehrich | 1775964 | 6 | 05/27/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 03/10/2004 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 11/11/2003 | Customer Dispute | Settled | $42,975.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 05/02/2003 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |