Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rolf Lee White | 4488604 | 1 | 02/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeffrey Alan Katz | 1304852 | 1 | 11/19/2008 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |
Randall Dean Moore | 1719270 | 1 | 11/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Billy Peter Coronel | 4491488 | 1 | 01/11/2007 | Customer Dispute | Denied | $14,693.50 | $0.00 | See FINRA Report |
Daniel Edward Morton | 2201026 | 1 | 11/22/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Joseph Anthony Buontempo | 1147390 | 5 | 11/29/2005 | Customer Dispute | Denied | $40,918.60 | $0.00 | See FINRA Report |
Mark William Thompson | 840935 | 8 | 02/24/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Natalie Sorensen Lewis | 1691753 | 1 | 02/09/2005 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Harry Duane Grams | 3196618 | 1 | 12/03/2004 | Customer Dispute | Denied | $7,423.82 | $0.00 | See FINRA Report |
Steven Eugene Love | 1209305 | 4 | 07/23/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |