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FINRA Broker Disclosures for Parkland Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 36 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rolf Lee White4488604102/24/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Jeffrey Alan Katz1304852111/19/2008Customer DisputeDenied$57,000.00$0.00See FINRA Report
Randall Dean Moore1719270111/14/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Billy Peter Coronel4491488101/11/2007Customer DisputeDenied$14,693.50$0.00See FINRA Report
Daniel Edward Morton2201026111/22/2006Customer DisputeDenied$5,000.00$0.00See FINRA Report
Joseph Anthony Buontempo1147390511/29/2005Customer DisputeDenied$40,918.60$0.00See FINRA Report
Mark William Thompson840935802/24/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Natalie Sorensen Lewis1691753102/09/2005Customer DisputeDenied$20,000.00$0.00See FINRA Report
Harry Duane Grams3196618112/03/2004Customer DisputeDenied$7,423.82$0.00See FINRA Report
Steven Eugene Love1209305407/23/2004Customer DisputeDenied$0.00$0.00See FINRA Report

36 Results

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