Our Staff has compiled our research into a database of FINRA Broker Disclosures for Parkland Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Francis Roehrich | 1775964 | 6 | 02/03/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 05/01/2013 | Customer Dispute | Closed-No Action | $44,252.00 | $0.00 | See FINRA Report |
| Adam John Bos | 5251056 | 1 | 04/22/2013 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 02/27/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Ray Nicholas | 1324418 | 3 | 02/06/2013 | Customer Dispute | Settled | $445,029.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 01/28/2013 | Customer Dispute | Settled | $892,745.00 | $0.00 | See FINRA Report |
| Briton Eric Waugh | 4905589 | 1 | 01/24/2013 | Customer Dispute | Settled | $61,159.80 | $0.00 | See FINRA Report |
| Jaime D Hernandez | 2609661 | 3 | 10/31/2012 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Kelly James Wade | 2993789 | 1 | 08/23/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerome Stanley Rydell | 408389 | 91 | 08/15/2012 | Customer Dispute | Settled | $2,506,880.00 | $0.00 | See FINRA Report |