Our Staff has compiled our research into a database of FINRA Broker Disclosures for Baker Tilly Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alec Bruce Abbott | 1414999 | 1 | 04/24/2018 | Customer Dispute | Settled | $34,391.50 | $0.00 | See FINRA Report |
| Michael Anthony Dellisant | 2508165 | 2 | 10/09/2015 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Dellisant | 2508165 | 2 | 10/26/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |