Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David William Nielsen | 4429808 | 2 | 04/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Matthew McIntyre | 2515495 | 7 | 07/25/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Matthew McIntyre | 2515495 | 7 | 10/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Matthew McIntyre | 2515495 | 7 | 10/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Matthew McIntyre | 2515495 | 7 | 03/09/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David William Nielsen | 4429808 | 2 | 12/02/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |