Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil Gregory Lance | 2768092 | 1 | 07/26/2023 | Customer Dispute | Pending | $653,187.00 | $0.00 | See FINRA Report |
| Jesse Stephen Babich | 4493074 | 2 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Stephen Babich | 4493074 | 2 | 04/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandt Bob Wendland | 2629983 | 2 | 08/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David William Nielsen | 4429808 | 2 | 04/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Matthew McIntyre | 2515495 | 7 | 02/20/2015 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Shawn Matthew McIntyre | 2515495 | 7 | 07/25/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandt Bob Wendland | 2629983 | 2 | 05/30/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Shawn Matthew McIntyre | 2515495 | 7 | 10/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Matthew McIntyre | 2515495 | 7 | 10/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |