Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Emil Wiard | 1509365 | 4 | 12/15/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Scott Emil Wiard | 1509365 | 4 | 01/09/2006 | Customer Dispute | Settled | $342,000.00 | $0.00 | See FINRA Report |
| Scott Emil Wiard | 1509365 | 4 | 10/10/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David John Keosaian | 2373085 | 1 | 10/04/2002 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Scott Emil Wiard | 1509365 | 4 | 07/05/2001 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |