Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Harold Wingerd | 2165999 | 3 | 04/11/2002 | Customer Dispute | Denied | $104,000.00 | $0.00 | See FINRA Report |
| Peter Lloyd Anderson | 1577547 | 2 | 10/09/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Lloyd Anderson | 1577547 | 2 | 02/27/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |