Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Paul Jarnot | 2236588 | 1 | 12/03/2003 | Customer Dispute | Settled | $42,200.00 | $0.00 | See FINRA Report |
| Mark Harold Wingerd | 2165999 | 3 | 05/15/2003 | Customer Dispute | Settled | $117,546.00 | $0.00 | See FINRA Report |
| Michael Chris Hanson | 1315152 | 1 | 02/15/2003 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |