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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eric Michael Jensen2740423303/10/2005Customer DisputeDenied$83,283.00$0.00See FINRA Report
Eric Michael Jensen2740423310/25/2004Customer DisputeDenied$5,000.00$0.00See FINRA Report
Joseph David Westrup2027750204/19/2004Customer DisputeDenied$10,309.30$0.00See FINRA Report
Mark Harold Wingerd2165999303/17/2004Customer DisputeDenied$5,000.00$0.00See FINRA Report
Scott Paul Jarnot2236588112/03/2003Customer DisputeSettled$42,200.00$0.00See FINRA Report
Mark Harold Wingerd2165999305/15/2003Customer DisputeSettled$117,546.00$0.00See FINRA Report
Joseph David Westrup2027750204/01/2003Customer DisputeDenied$60,000.00$0.00See FINRA Report
James C Meyer1896490102/28/2003Customer DisputePending$140,000.00$0.00See FINRA Report
Michael Chris Hanson1315152102/15/2003Customer DisputeSettled$12,000.00$0.00See FINRA Report
Mark Harold Wingerd2165999304/11/2002Customer DisputeDenied$104,000.00$0.00See FINRA Report

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