Our Staff has compiled our research into a database of FINRA Broker Disclosures for Crescent Securities Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Schmitt | 1388788 | 2 | 11/04/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Lewis Baldwin | 11221 | 2 | 09/22/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mindey Karen Morrison | 2752532 | 2 | 09/08/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Travis Nick Duren | 1589445 | 2 | 11/30/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Travis | 1513207 | 1 | 10/16/2001 | Customer Dispute | Award / Judgment | $422,803.00 | $75,681.00 | See FINRA Report |
| Travis Nick Duren | 1589445 | 2 | 07/31/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Juan Carlos Martinez | 2039655 | 6 | 07/31/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Juan Carlos Martinez | 2039655 | 6 | 01/09/2001 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Daryl Eugene Allison | 3686 | 7 | 05/03/1999 | Customer Dispute | Award / Judgment | $20,000.00 | $10,212.50 | See FINRA Report |
| Daryl Eugene Allison | 3686 | 7 | 01/15/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |