Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Frank Lopresti | 1386168 | 2 | 04/16/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Wayne Howell | 5850165 | 1 | 03/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Frank Lopresti | 1386168 | 2 | 06/20/1994 | Customer Dispute | Award / Judgment | $36,798.00 | $15,000.00 | See FINRA Report |