Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Catherine Fitzgerald | 1943079 | 4 | 08/01/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Catherine Fitzgerald | 1943079 | 4 | 10/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Catherine Fitzgerald | 1943079 | 4 | 09/10/2003 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Mary Catherine Fitzgerald | 1943079 | 4 | 04/03/2002 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |