Our Staff has compiled our research into a database of FINRA Broker Disclosures for RCX Capital Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stacy Jo Deru | 5613677 | 1 | 03/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Rawles Hurt | 1042070 | 1 | 03/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Angelo Manese | 4642565 | 2 | 05/10/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Angelo Manese | 4642565 | 2 | 10/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dominic John Zamora | 4662318 | 1 | 10/27/2010 | Customer Dispute | Denied | $18,575.00 | $0.00 | See FINRA Report |
| David Wayne Swift | 1703248 | 1 | 12/22/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |