Our Staff has compiled our research into a database of FINRA Broker Disclosures for Butler Capital Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ralph Alan Butler | 1049661 | 1 | 12/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Collins Smith | 1716938 | 4 | 04/10/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Collins Smith | 1716938 | 4 | 02/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Collins Smith | 1716938 | 4 | 10/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Collins Smith | 1716938 | 4 | 05/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Michael Millman | 2234367 | 1 | 08/29/1994 | Customer Dispute | Settled | $202,315.00 | $0.00 | See FINRA Report |