Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James David Beaudoin | 2992651 | 4 | 09/04/2013 | Customer Dispute | Closed-No Action | $142,162.00 | $0.00 | See FINRA Report |
| Curtis Howard Smiley | 4443310 | 4 | 08/30/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Dow Powell | 2143046 | 3 | 06/10/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Dow Powell | 2143046 | 3 | 06/06/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Dow Powell | 2143046 | 3 | 06/06/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua Daniel Slaybaugh | 4450485 | 4 | 06/03/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Daniel Slaybaugh | 4450485 | 4 | 03/21/2013 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See FINRA Report |
| Rene Javier Castro | 2559410 | 8 | 08/27/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chad Robert Gramann | 3183824 | 2 | 05/18/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Madura | 2395213 | 7 | 09/26/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |