Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Giordan Marc Zaro | 6613514 | 2 | 10/28/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gyan Ratan Saxena | 6259218 | 2 | 09/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Gordon Nelson | 2180626 | 4 | 09/12/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Charles Bryant Kerker | 1317057 | 2 | 06/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Peter Ferrick | 2568789 | 1 | 04/25/2019 | Customer Dispute | Award / Judgment | $225,000.00 | $515,072.00 | See FINRA Report |
| Scott Madura | 2395213 | 7 | 03/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randall Scott Larson | 5862743 | 3 | 03/19/2019 | Customer Dispute | Denied | $10,500,000.00 | $0.00 | See FINRA Report |
| Scott Madura | 2395213 | 7 | 12/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eduardo Zepeda | 5766558 | 1 | 12/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Neppel | 5008476 | 2 | 12/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |