Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Howard Smiley | 4443310 | 4 | 11/12/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Paul Cirelli | 4729737 | 6 | 10/28/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Gregory McEwin | 1897192 | 1 | 07/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin Wayne Terry | 5487877 | 1 | 05/19/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Christopher John Capra | 2691295 | 1 | 04/01/2020 | Customer Dispute | Settled | $1,580,000.00 | $0.00 | See FINRA Report |
| Robert Mark Pecha | 5579770 | 2 | 03/05/2020 | Customer Dispute | Settled | $514,000.00 | $0.00 | See FINRA Report |
| Joshua Daniel Slaybaugh | 4450485 | 4 | 02/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Paul Neppel | 5008476 | 2 | 12/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James David Beaudoin | 2992651 | 4 | 11/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Arnold Mecham | 5637117 | 1 | 11/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |