Potomac Analytics' Logo

FINRA Broker Disclosures for Great Point Capital LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 21-30 out of 130 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Alfonse Cassarini2483377108/24/2022Judgment / Lien$0.00$0.00See FINRA Report
Joseph Gordon Nelson2180626406/23/2022Customer DisputeAward / Judgment$0.00$0.00See FINRA Report
Rene Javier Castro2559410806/02/2022Customer DisputeSettled$151,000.00$0.00See FINRA Report
John Fielding Crigler1014977105/19/2022Customer DisputeSettled$100,000.00$0.00See FINRA Report
Giordan Marc Zaro6613514208/02/2021RegulatoryFinal$0.00$0.00See FINRA Report
James David Beaudoin2992651406/21/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Jon Paul Cirelli4729737603/09/2021Customer DisputeSettled$2,500,000.00$0.00See FINRA Report
Jon Paul Cirelli4729737603/05/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Jon Paul Cirelli4729737611/20/2020Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Scott Madura2395213711/17/2020Judgment / Lien$0.00$0.00See FINRA Report

130 Results

Display: