Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Alfonse Cassarini | 2483377 | 1 | 08/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joseph Gordon Nelson | 2180626 | 4 | 06/23/2022 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
Rene Javier Castro | 2559410 | 8 | 06/02/2022 | Customer Dispute | Settled | $151,000.00 | $0.00 | See FINRA Report |
John Fielding Crigler | 1014977 | 1 | 05/19/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Giordan Marc Zaro | 6613514 | 2 | 08/02/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
James David Beaudoin | 2992651 | 4 | 06/21/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jon Paul Cirelli | 4729737 | 6 | 03/09/2021 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
Jon Paul Cirelli | 4729737 | 6 | 03/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jon Paul Cirelli | 4729737 | 6 | 11/20/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Scott Madura | 2395213 | 7 | 11/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |