Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Richard Law | 1273118 | 4 | 03/20/2023 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Joseph Gordon Nelson | 2180626 | 4 | 02/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Howard Smiley | 4443310 | 4 | 02/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas J Gardner | 5777904 | 1 | 02/23/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rene Javier Castro | 2559410 | 8 | 02/14/2023 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Joseph Kocsis | 2423884 | 2 | 02/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Kocsis | 2423884 | 2 | 02/08/2023 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Peter Chernin | 6787497 | 1 | 02/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Gordon Nelson | 2180626 | 4 | 11/11/2022 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Rene Javier Castro | 2559410 | 8 | 09/06/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |