Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard A Lindar | 1135369 | 3 | 01/31/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard A Lindar | 1135369 | 3 | 12/10/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Wolfgang Suess | 5255922 | 1 | 07/02/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Patrick Lynch | 2387056 | 1 | 06/01/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Allen Greene | 1959086 | 4 | 03/19/1991 | Customer Dispute | Award / Judgment | $112,000.00 | $21,306.00 | See FINRA Report |
| Daniel Coral Goodwin | 5752768 | 1 | 06/02/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Craig Ellis | 1334696 | 5 | 04/10/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phillip Craig Ellis | 1334696 | 5 | 04/10/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Craig Ellis | 1334696 | 5 | 04/21/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Marvin Cone | 3045516 | 1 | 11/30/-0001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |