Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Ryan McMorrow | 5108674 | 1 | 05/16/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Craig Ellis | 1334696 | 5 | 02/22/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott Olson | 3021448 | 3 | 08/31/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Richard Law | 1273118 | 4 | 08/07/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ben James Raatz | 4637287 | 2 | 08/31/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neil Allen Greene | 1959086 | 4 | 06/18/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Robert Burns | 4710209 | 1 | 03/24/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Todd Mogonye | 2377187 | 1 | 12/18/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Herbert Gooding | 2499431 | 1 | 09/21/1998 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Rhett P Grimes | 6283241 | 1 | 07/23/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |